TCP 3 Way Handshake

The Transmission Control Protocol (TCP) is one of the fundamental communication protocols used to establish a reliable connection between two devices over a network. One of the key processes in TCP communication is the “3-Way Handshake,” which ensures a secure and reliable connection between the sender and receiver before data transmission begins. This handshake process is essential for ensuring that both parties are ready for communication and that the data sent will be received without errors.

Step 1: SYN (Synchronize)

The first step in the TCP 3-Way Handshake is initiated by the client, which sends a SYN (Synchronize) packet to the server. This packet contains a sequence number, usually denoted as Seq=X. The SYN packet is used to synchronize the sequence numbers between the client and server, which are necessary for tracking the data sent over the connection.

At this point, the client is simply requesting to establish a connection with the server. The packet is sent to the server’s listening port, and the client’s device waits for an acknowledgment to proceed further.

Example packet:

Client -> Server: SYN, Seq=X

Step 2: SYN-ACK (Synchronize-Acknowledge)

Once the server receives the SYN packet from the client, it responds with a SYN-ACK (Synchronize-Acknowledge) packet. This packet serves two purposes:

1. It acknowledges the client’s SYN request by sending an acknowledgment number, Ack=X+1, indicating the next expected sequence number from the client.


2. It sends its own SYN packet to the client, initiating the connection from the server side. This message includes the server’s sequence number, Seq=Y.


In this step, both the client and server have acknowledged each other’s request to establish a connection. The server is now ready to communicate and is waiting for the client to confirm the acknowledgment.

Example packet:

Server -> Client: SYN, Seq=Y, Ack=X+1



Step 3: ACK (Acknowledge)

The final step of the handshake involves the client sending an ACK (Acknowledge) packet back to the server. The client acknowledges the server’s SYN-ACK response with the acknowledgment number Ack=Y+1, indicating that it has received the server’s sequence number and is ready to exchange data.

At this point, both parties have synchronized their sequence numbers, and the connection is now established. The client and server are ready to send and receive data over the reliable connection.



Example packet:

Client -> Server: ACK, Seq=X+1, Ack=Y+1

The Importance of the TCP 3-Way Handshake

The TCP 3-Way Handshake is crucial for several reasons:

1. Reliability: It ensures that both the client and server are synchronized and ready to communicate, preventing the loss of data packets.


2. Flow Control: The handshake allows both devices to negotiate parameters like window size and maximum segment size (MSS), which aids in managing network congestion and optimizing performance.


3. Security: By establishing sequence numbers and confirming the connection, the handshake helps to prevent connection hijacking and other malicious activities.


4. Error Checking: The handshake ensures that the connection is error-free by confirming both devices have agreed on the starting sequence numbers before data transmission begins.



Diagram of TCP 3-Way Handshake

Client                    Server
   |                         |
   |—- SYN  Seq=X ——–> |
   |                         |
   | <— SYN-ACK Seq=Y, Ack=X+1 —|
   |                         |
   |—- ACK  Seq=X+1, Ack=Y+1 —->|
   |                         |

Conclusion

The TCP 3-Way Handshake is a foundational concept in networking, playing a key role in ensuring that reliable data communication can take place between two endpoints. By synchronizing sequence numbers and confirming both ends are ready, the handshake avoids data loss, ensures security, and optimizes performance. Its importance cannot be overstated in the world of networking and internet communication.

The article above is rendered by integrating outputs of 1 HUMAN AGENT & 3 AI AGENTS, an amalgamation of HGI and AI to serve technology education globally.

(Article By : Himanshu N)